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Investments

Investments are assets or items acquired for the purpose of generating interest payments, income, or appreciation in value. Real estate, stocks, bonds, options, annuities, mutual funds, cryptocurrencies, artwork, and collectibles are common examples of investments.

In Utah, as in other states, investments are regulated to protect investors and ensure fair practices in the market. Real estate transactions are governed by the Utah Division of Real Estate, which enforces licensing requirements and standards for real estate professionals. The trading of stocks, bonds, options, annuities, and mutual funds falls under the jurisdiction of the Utah Division of Securities, which implements the Utah Uniform Securities Act. This Act requires the registration of securities, licensing of brokers and investment advisors, and outlines the procedures for reporting and handling fraudulent activities. Cryptocurrencies, while still a relatively new asset class, are subject to both state and federal regulations, with the Utah Department of Commerce issuing warnings and guidelines for potential investors. Artwork and collectibles, though less regulated, may still be subject to consumer protection laws and require due diligence in transactions. It's important for investors in Utah to be aware of these regulations and to consult with an attorney if they need guidance on investment-related legal matters.

Legal Articles

State Statutes

advance fee fraud affinity fraud annuity

brokerage accounts brokerage accounts — churning

cryptocurrency

dividends

Employer 401(k) plan ESOPs

FINRA

hedge funds high - yield investment programs

internet and social media fraud

mutual funds

Ponzi schemes pump and dump schemes pyramid schemes

SAFE (simple agreement for future equity)

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Investments

Individual & Family Legal Plan

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Utah State Code

Utah State Code

Investments

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