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Investments

Investments are assets or items acquired for the purpose of generating interest payments, income, or appreciation in value. Real estate, stocks, bonds, options, annuities, mutual funds, cryptocurrencies, artwork, and collectibles are common examples of investments.

In Indiana, as in other states, investments encompass a wide range of assets acquired with the expectation of earning returns through interest, income, or capital appreciation. These can include real estate, which is governed by state property laws and may involve considerations such as zoning and land use regulations. Stocks, bonds, options, and mutual funds are typically regulated by both federal and state securities laws, with the Securities and Exchange Commission (SEC) overseeing the federal aspects and the Indiana Securities Division enforcing state securities regulations. Annuities are regulated by the Indiana Department of Insurance, as they are considered insurance products. Cryptocurrencies remain a relatively new asset class and are subject to evolving regulations; the Indiana Money Transmitters Act may apply to certain activities related to cryptocurrencies. Artwork and collectibles, while not as heavily regulated, may still be subject to state sales and use taxes, and their transfer can have estate and tax implications. It's important for investors in Indiana to comply with both state and federal regulations relevant to their specific investment types to ensure legal and financial compliance.

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State Statutes

advance fee fraud affinity fraud annuity

brokerage accounts brokerage accounts — churning

cryptocurrency

dividends

Employer 401(k) plan ESOPs

FINRA

hedge funds high - yield investment programs

internet and social media fraud

mutual funds

Ponzi schemes pump and dump schemes pyramid schemes

SAFE (simple agreement for future equity)

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Investments

Individual & Family Legal Plan

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Indiana State Code

Investments

Indiana State Code

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