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  3. Subchapter E. Risk Control Transactions


Subchapter E. Risk Control Transactions


  • Section 424.201. Definitions
  • Section 424.202. Risk Control Transactions Authorized
  • Section 424.203. Notice of Intent to Engage in Risk Control Transactions Required
  • Section 424.204. Trading Requirements for Derivative Instruments
  • Section 424.205. Derivative Use Plan
  • Section 424.206. Internal Control Procedures
  • Section 424.207. Ability to Demonstrate Hedging Characteristics and Effectiveness
  • Section 424.208. Offsetting Transactions
  • Section 424.209. Inclusion of Counterparty Exposure Amounts
  • Section 424.210. Oversight by Commissioner
  • Section 424.211. Authority to Enter Into Hedging Transaction
  • Section 424.212. Authority to Enter Into Income Generation Transaction
  • Section 424.213. Limitation on Sale of Call Option on Assets
  • Section 424.214. Limitation on Sale of Put Option on Assets
  • Section 424.215. Limitation on Sale of Call Option on Derivative Instrument
  • Section 424.216. Limitation on Sale of Cap or Floor
  • Section 424.217. Authority to Enter Replication Transaction
  • Section 424.218. Rules
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