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  2. U.S. State Codes
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  6. Government Code
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  8. Title 12 - Securities Act
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  10. Chapter 4005 - Exemptions
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  12. Subchapter A. Exempt Transactions


Subchapter A. Exempt Transactions


  • Section 4005.001. Scope of Exemption
  • Section 4005.002. Court Supervised Sales
  • Section 4005.003. Pledged Securities
  • Section 4005.004. Isolated Transactions
  • Section 4005.005. Insurance Company Sales
  • Section 4005.006. Stock Dividends
  • Section 4005.007. Existing Security Holders
  • Section 4005.008. Financial Distress
  • Section 4005.009. Merger, Consolidation, and Asset Sales
  • Section 4005.010. Exchange of Shares
  • Section 4005.011. Institutional Investors
  • Section 4005.012. Private Limited Offerings
  • Section 4005.013. Compensation Plans and Contracts
  • Section 4005.014. Mortgages and Liens
  • Section 4005.015. Nonprofits
  • Section 4005.016. Financial Institutions
  • Section 4005.017. Government Issuance or Guarantee
  • Section 4005.018. Cooperatives
  • Section 4005.019. Secondary Market Sales
  • Section 4005.020. Unsolicited Orders
  • Section 4005.021. Oil, Gas, or Mining Interests
  • Section 4005.022. Issuer Sales of Exempt Securities
  • Section 4005.023. Options
  • Section 4005.024. Exemptions by Rule or Order
  • Section 4005.025. Issuance or Transfer to Nonprofits
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