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  8. Title 12 - Securities Act
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  10. Chapter 4001 - General Prov...
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  12. Subchapter B. Definitions


Subchapter B. Definitions


  • Section 4001.051. Applicability of Definitions; Construction of Certain Conjunctions
  • Section 4001.052. Agent
  • Section 4001.053. Board
  • Section 4001.054. Broker
  • Section 4001.055. Commissioner
  • Section 4001.056. Dealer
  • Section 4001.057. Federal Covered Investment Adviser
  • Section 4001.058. Fraud; Fraudulent Practice
  • Section 4001.059. Investment Adviser
  • Section 4001.060. Investment Adviser Representative
  • Section 4001.061. Issuer
  • Section 4001.062. Mortgage
  • Section 4001.063. No Par Value; Par Value
  • Section 4001.064. Person; Company
  • Section 4001.065. Registered Dealer
  • Section 4001.066. Registered Investment Adviser
  • Section 4001.067. Sale; Offer for Sale; Sell
  • Section 4001.068. Security
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