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  8. Subtítulo 1 - Reglamentació...
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  10. Capítulo 33 - Compañías de Inversiones


Capítulo 33 - Compañías de Inversiones


  • § 661. Términos generales; definiciones
  • § 662. Compañías de inversiones, sus clases y tenedores de sus valores; definiciones
  • § 663. Exenciones
  • § 664. Transacciones por compañías no inscritas de inversiones
  • § 665. Inscripción
  • § 666. Requisitos para compañías inscritas de inversiones
  • § 667. Inelegibilidad de ciertas personas afiliadas y garantizadores
  • § 668. Cambios en normas de inversión
  • § 669. Tamaño de las compañías de inversiones
  • § 670. Préstamos
  • § 671. Informes periódicos y otros informes; informes de personas afiliadas
  • § 672. Cuentas, libros y registros
  • § 673. Destrucción y falsificación de informes y registros
  • § 674. Representación y nombres ilegales
  • § 675. Acciones legales contra extralimitaciones graves
  • § 676. Reglas, reglamentos y órdenes; facultades generales del Secretario
  • § 677. Ordenes; procedimiento para su expedición
  • § 678. Revisión judicial de órdenes
  • § 679. Información radicada en la Secretaría
  • § 680. Responsabilidad de las personas en control que impidan el cumplimiento de este capítulo
  • § 681. Sanciones
  • § 682. Efecto sobre leyes vigentes
  • § 683. Derechos de inscripción
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