(a) Required fees for notice filing for federal covered securities under Section 18(b)(2). — The initial filing fee for a notice filing with respect to a federal covered security described in subsection (a) of Section 75-71-302 is one-tenth (1/1) of one percent (1%) of the dollar amount of the offering to be registered with a minimum fee of Three Hundred Dollars ($300.00) and a maximum fee of One Thousand Dollars ($1,000.00). The renewal fee for a notice filing with respect to a federal covered security described in subsection (a) of Section 75-71-302 is one-tenth (1/1) of one percent (1%) of the amount sold in the state with a minimum fee of Three Hundred Dollars ($300.00) and a maximum fee of One Thousand Dollars ($1,000.00).
(b) Required fees for notice filings for federal covered securities. — The filing fee for a notice filing with respect to a security that is a federal covered security under the Securities Act of 1933 (15 USC Section 77r) is Three Hundred Dollars ($300.00). The fee for a late filing, which is an additional fee, is one percent (1%) of the dollar amount of the offering sold in the state up to a maximum of Five Thousand Dollars ($5,000.00).
(c) Required fees for securities registration filings under Section 75-71-305. —
(1) The filing fee for a registration statement under Section 75-71-305 is one-tenth (1/1) of one percent (1%) of the dollar amount of the offering to be registered with a minimum fee of Three Hundred Dollars ($300.00) and a maximum fee of One Thousand Dollars ($1,000.00).
(2) The filing fee for an amendment to a registration statement under Section 75-71-305 to register additional securities shall be calculated in the manner specified in paragraph (1) with respect to the additional securities proposed to be offered.
Copyright ©2024 LegalFix. All rights reserved. LegalFix is not a law firm, is not licensed to practice law, and does not provide legal advice, services, or representation. The information on this website is an overview of the legal plans you can purchase—or that may be provided by your employer as an employee benefit or by your credit union or other membership group as a membership benefit.
LegalFix provides its members with easy access to affordable legal services through a network of independent law firms. LegalFix, its corporate entity, and its officers, directors, employees, agents, and contractors do not provide legal advice, services, or representation—directly or indirectly.
The articles and information on the site are not legal advice and should not be relied upon—they are for information purposes only. You should become a LegalFix member to get legal services from one of our network law firms.
You should not disclose confidential or potentially incriminating information to LegalFix—you should only communicate such information to your network law firm.
The benefits and legal services described in the LegalFix legal plans are not always available in all states or with all plans. See the legal plan Benefit Overview and the more comprehensive legal plan contract during checkout for coverage details in your state.
Use of this website, the purchase of legal plans, and access to the LegalFix networks of law firms are subject to the LegalFix Terms of Service and Privacy Policy.