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  6. Subtitle 304.26 - Insider Trading of Equity Sec...


Subtitle 304.26 - Insider Trading of Equity Securities


  • 304.26-010 Scope of subtitle.
  • 304.26-020 "Equity security" defined.
  • 304.26-030 Beneficial owner, director, and officer required to file statements concerning equity securities with commissioner.
  • 304.26-040 Profits realized by beneficial owner, director, or officer from purchase -- Sale of equity securities recoverable by insurer -- Limitation of actions -- Exceptions.
  • 304.26-050 Unlawful sales of equity securities by beneficial owner, director, or officer.
  • 304.26-060 Investment accounts and transactions.
  • 304.26-070 Foreign or domestic arbitrage transactions.
  • 304.26-080 Inapplicability of KRS 304.26-030 to 304.26-050, inclusive, to equity securities of domestic stock insurers.
  • 304.26-090 Regulations of commissioner -- Classification of insurers and securities -- Acts done or omitted in good faith.
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