To comply with the condition set forth in paragraph (b)(8) of § 242.301, an alternative trading system shall make and keep current the following records:

A record of subscribers to such alternative trading system (identifying any affiliations between the alternative trading system and subscribers to the alternative trading system, including common directors, officers, or owners);

Daily summaries of trading in the alternative trading system including:

Securities for which transactions have been executed;

Transaction volume, expressed with respect to equity securities in:

Number of trades;

Number of shares traded; and

Total settlement value in terms of U.S. dollars; and

Transaction volume, expressed with respect to debt securities in:

Number of trades; and

Total U.S. dollar value; and

Time-sequenced records of order information in the alternative trading system, including:

Date and time (expressed in terms of hours, minutes, and seconds) that the order was received;

Identity of the security;

The number of shares, or principal amount of bonds, to which the order applies;

An identification of the order as related to a program trade or an index arbitrage trade as defined in New York Stock Exchange Rule 80A;

The designation of the order as a buy or sell order;

The designation of the order as a short sale order;

The designation of the order as a market order, limit order, stop order, stop limit order, or other type or order;

Any limit or stop price prescribed by the order;

The date on which the order expires and, if the time in force is less than one day, the time when the order expires;

The time limit during which the order is in force;

Any instructions to modify or cancel the order;

The type of account, i.e., retail, wholesale, employee, proprietary, or any other type of account designated by the alternative trading system, for which the order is submitted;

Date and time (expressed in terms of hours, minutes, and seconds) that the order was executed;

Price at which the order was executed;

Size of the order executed (expressed in number of shares or units or principal amount); and

Identity of the parties to the transaction.