This form shall be used by a registered investment company or a business development company as defined by section 2(a)(48) of the Investment Company Act of 1940 for registration under the Securities Act of 1933 of securities to be issued:
In a transaction of the type specified in paragraph (a) of Rule 145 (§ 230.145 of this chapter);
In a merger in which the applicable state law would not require the solicitation of the votes or consents of all the security holders of the company being acquired;
In an exchange offer for securities of the issuer or another entity;
In a public reoffering or resale of any such securities acquired pursuant to this registration statement;
In more than one of the kinds of transactions listed in paragraphs (a) through (d) registered on one registration statement.
For Federal Register citations affecting Form N-14, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
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